問題集は全額返金保証付きのCAMS問題集最大50%オフ [Q210-Q230]

210、A U.K. real estate agent has three foreign clients interested in purchasing an apartment building, valued at £30 million, in the outskirts of London as an investment property. The clients are not willing to have their names provided to the bank. The clients want to purchase to be made in the names of three private companies for privacy reasons. The plan is to wire the funds into an account held in the name of another private company at a bank in London.
Which red flag should stop the agent from discussing this potential purchase further?

211、A bank maintains a relationship with a customer who owns a small bakery business.
Which customer action indicates potential money laundering?

212、Which three elements should be considered in an institution’s enhanced due diligence process to assure itself that it has secured sufficient understanding of its higher risk respondent bank customers according to the Wolfsberg Principles on Correspondent Banking?

213、Which of the following is the financial stage of money laundering?

214、Which method to launder money through deposit-taking institutions is closely associated with international trade?

215、A bank maintains a relationship with a customer who owns a small bakery business.
Which customer action indicates potential money laundering?

216、Your company has recently deployed 5,000 Internet-connected sensors for a planned AI solution.
You need to recommend a computing solution to perform a real-time analysis of the data generated by the sensors.
Which computing solution should you recommend?

217、Which three procedures should a compliance officer looking to revise an institution’s CTF efforts include in accordance with the Wolfsberg Group’s Statement on the Suppression of the Financing of Terrorism?

218、You plan to deploy Azure IoT Edge devices that will each store more than 10,000 images locally and classify the images by using a Custom Vision Service classifier.
Each image is approximately 5 MB.
You need to ensure that the images persist on the devices for 14 days.
What should you use?

219、According to the Financial Action Task Force 40 Recommendations, simplified customer due diligence or reduced measures could be acceptable for which of the following types of products or transactions?
1. Life insurance policies where the annual premium is no more than USD/EUR 1,000 or a single premium of no more than USD/EUR 2,500.
2. Insurance policies for pension schemes if there is no surrender clause and the policy cannot be used as collateral.
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4. Trusts where the settlor, trustee and beneficiaries are identified and the shares are in bearer form.

220、An audit completed the previous week revealed that a private banking customer submitted incomplete documents when establishing an account earlier m the year. The customer received weekly electronic fund transfers from a narcotic-producing jurisdiction. While the relationship manager who opened the account is on leave for 5 weeks, the customer requests that the institution remit a substantial sum to a country that represents a high risk of money laundering. The relationship manager is a friend of the anti-money laundering specialist. What should the anti-money laundering officer do first?

221、A data scientist deploys a deep learning model on an Fsv2 virtual machine.
Data analysis is slow.
You need to recommend which virtual machine series the data scientist must use to ensure that data analysis occurs as quickly as possible.
Which series should you recommend?

222、A suspicious transaction report has been filed on an account owned by the wife of the bank’s Chief Executive Officer. Which of the following is the most important consideration when deciding whether to recommend closing the account?

223、When an institution investigates a suspicious transaction and files an STR, which three steps should the institution take? Choose 3 answers

224、According to the Financial Action Task Force 40 Recommendations, simplified customer due diligence or reduced measures could be acceptable for which of the following types of products or transactions?
1. Life insurance policies where the annual premium is no more than USD/EUR 1,000 or a single premium of no more than USD/EUR 2,500.
2. Insurance policies for pension schemes if there is no surrender clause and the policy cannot be used as collateral.
3. A pension that provides retirement benefits to employees.
4. Trusts where the settlor, trustee and beneficiaries are identified and the shares are in bearer form.

225、What is a key element required to ensure an anti-money laundering compliance program is effectively embedded into an institution’s culture?

226、What describes the Black Market Peso Exchange money laundering method?

227、Which measure to mitigate risk does the Basel Committee’s Customer Due Diligence Principles suggest banks apply when accepting business from non-face-to-face customers?

228、Bank A is a non-United States (U.S.) bank that has $5 million in a correspondent account at a bank in New York City. The Worldwide Terrorist Syndicate (WTS) has $1 million in its account at a non-US branch of Bank A.
The U.S. government has initiated forfeiture action against the WTS.
Which potential action can the U.S. take under the USA PATRIOT ACT pursuant to the issuance seizure warrant?

229、How does the Financial Action Task Force (FATF) communicate its findings regarding jurisdictions with strategic anti-money laundering / Counter Financing of Terrorism deficiencies?

230、Which information must a United States financial institution retain for having foreign correspondent accounts as part of the USA PATRIOT Act record keeping requirements?