[2024年04月] 検証済み ACAMS CKYCA リアル豪華お試しセット試験問題集 PDF [Q37-Q59]

質問 37
A person disclosing to any other person, information or any other matter, which is likely to prejudice a money laundering investigation is known to be?

質問 38
If a customer is a PEP and they are using private wealth services from banks, and also appear to have obtained a fair amount of wealth is this a red flag?

質問 39
KYC does not end after on-boarding a customer. (TRUE OR FALSE)

質問 40
What prohibits US companies and individuals from paying bribes to foreign officials in furtherance of a business deal. It has extraterritorial reach?

質問 41
The overall customer risk rating is usually derived as a composite of the following four categories of risk in money laundering prevention.
What are the those four?

質問 42
What is the Primary Money Laundering Regulation in the United Kingdom?

質問 43
Data must be secure so that it cannot be hacked, stolen, or misused for other purposes?

質問 44
Shell and Shelf Companies are usually what level of customer risk?

質問 45
What is legal risk? (SELECT 2)

質問 46
If the legal structure is overly complex.
What step should the analyst do when conducting Customer Due Diligence in identifying the beneficial owners?

質問 47
Is collecting identification a legal requirement in jurisdictions?

質問 48
What is a regional risk (SELECT 3)

質問 49
For secondary forms of non-documentary verification. Is the act of someone from the institution ringing up the individual and confirming the verification sufficient?

質問 50
When is comes to Enhanced Due Diligence (EDD) regulators require you to do a perfect job on the client.

質問 51
If you need to reach out to the client for more information and/or verification regarding the Enhanced Due Diligence (EDD) Process. should the KYC employee reach out directly to the client themselves and not the a relationship manager or equivalent.

質問 52
What risks are you looking for when a client has requires Enhanced Due Diligence (EDD) (Select 3)

質問 53
An individual customer with a regular job and a salary opening a savings account would be?

質問 54
Jurisdictions with high risk usually have (SELECT 4)

質問 55
Although you might find all the information you gathered throughout your research to be interesting, should include only relevant information in your final report?

質問 56
Most Organizations Use the three risk classifications for customers.
What are they? (SELECT 3)

質問 57
If an organization suspects that a customer is laundering money, or committing other types of financial crime, it has a duty to report it to the authorities? (TRUE OR FALSE)

質問 58
What is the overall purpose of KYC?

質問 59
What a is supranational organization below? (SELECT 3)